BookStack

PR.AT-01: Personnel are provided with awareness and training so that they possess the knowledge and skills to perform general tasks with cybersecurity risks in mind

PR.AT-02: Individuals in specialized roles are provided with awareness and training so that they possess the knowledge and skills to perform relevant tasks with cybersecurity risks in mind

Practice - Vendor and Business Associate List - Provide a full and detailed list of the practice's vendors and business associates with: representative contact informationwhether the vendor provides cloud or other servicesscope of the service provided (application, supplies, equipment, etc)systems (

Practice point of contact information - What is the title or role, the phone number, and the email contact for the point of contact of the practice?

Practice Name, address, and primary phone - Practice name, primary address, and primary phone number.

Information Technology Responsibilities - Is the party responsible for Information Technology (IT) internal to the organization, or a contracted IT support firm (MSP)?

Remediation Documentation - Provide documentation of planned or on-going remediation from recent assessments. This may include Corrective Action Plans, remediation plans, or checklists that address identified vulnerabilities found in recent SRAs.

Practice Point of Contact - Who is the primary point of contact for the Practice?

Ensures fund managers also comply with digital operational resilience obligations.

Perform Automated Backups

Establish and Maintain an Isolated Instance of Recovery Data

Test Data Recovery

Conduct Routine Incident Response Exercises

Conduct Post-Incident Reviews

Establish and Maintain Security Incident Thresholds

What measures are in place to protect sensitive employee and customer data from unauthorized access or data breaches? (Data Security and Privacy)

What measures are in place to address the risk of employee misconduct or non-compliance with policies and regulations? (Employee Misconduct)

How does the organization manage the risk of employee turnover and its impact on business operations? (Employee Turnover)